Common questions about the firm, answered directly. If your question is not covered here, the firm's Form ADV may answer it, or simply write to us.
Swiss Finance Private Wealth Management LLC is an independent investment advisory firm, organized as a Delaware limited liability company. It is an investment adviser registered with the U.S. Securities and Exchange Commission.
Yes. As an investment adviser, the firm owes a fiduciary duty to its clients and is required to act in their best interest. Where the firm's interests and a client's could diverge, the conflict and the firm's procedures for addressing it are described in its Form ADV.
Discretionary portfolio management; non-discretionary advisory and consulting; financial planning and consultation; and wealth management and family office services for clients with more complex needs. Each is described on the Wealth Management page, and in full in the firm's Form ADV.
Principally individuals and families, along with the structures that often accompany private wealth: trusts, estates, charitable organizations, family offices, and business entities. The firm also works with the professionals who advise them.
The firm's fees, and how they are calculated and billed, are described in Item 5 of its Form ADV Part 2A brochure. A copy is available from the firm on request, free of charge, and through the SEC's Investment Adviser Public Disclosure website at adviserinfo.sec.gov.
Yes. The firm tailors its services to each client's objectives and circumstances, and clients may impose reasonable written restrictions on investing in particular securities or categories of securities.
The firm's Form ADV describes its services, fees, investment methods, conflicts of interest, and business practices. It is available from the firm on request, free of charge, and through the SEC's Investment Adviser Public Disclosure website at adviserinfo.sec.gov, by searching the firm's name or CRD number (#342936).
Write to us, or use the form on the Contact page. An initial conversation carries no obligation on either side, and contacting the firm does not create an advisory relationship. An advisory relationship is established only by a written advisory agreement.
Write to us. Questions about the firm, its services, or its disclosures receive a considered reply.
